ch****@ub****.com & No phone number available.

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control

25+ years in Global Financial Industry - Front Office, Operations, Information & Technology, Data Management, Agile Digital Business... | Tokyo, Tokyo, Japan

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Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s Emails ch****@ub****.com

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s Phone Numbers No phone number available.

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Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s Location Tokyo, Tokyo, Japan

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s Expertise 25+ years in Global Financial Industry - Front Office, Operations, Information & Technology, Data Management, Agile Digital Business & Culture Transformation, Regulatory & Operational Risk Management and Audit, in a multi-cultural/multi-lingual environment. Industry Expertise: Broker/Dealer & Investment Banking, Asset Management, Credit Cards/Payments, Consumer Finance, Wealth Management. Subject Matter Expertise: Securities Sales & Trading, Information & Technology Governance & Risk Management, Front/Middle/Back Office Process Reengineering, Data Governance, Digital Business Management, Regulatory Compliance, AML/KYC, Fraud, Operational Risk Management, Audit and Control (2nd line of defense) Function Management. - Product Expertise: Equities, Fixed Income, Futures, Derivatives, Forex, Credit Card/ Payments, Consumer Finance, Private Banking products & services. - Risk Management Expertise (18years) incl. contact with local regulators and external auditors and C-level management (in-person, written & spoken): Change Risk Management (18), Operational Risk Management (15), Regulatory Risk (12), Information Security/ IT Audit (12), Vendor Management (11), Records Management (7), Business Continuity (5), , AML/KYC (3), Investment Suitability (2), Market Risk (2), Credit Risk (2), - Multiyear business transformation journeys, including regulation implementation, company merger management, offshore kick offs, digital and agile transformations. - Big 4 consultant experience with critical & design thinking skills. - Sharp communication skills in English, Japanese and Spanish. - Human resource management and mentoring experience. CERTIFICATIONS & LICENSES - Stock Broker Sales & Internal Control, USA (NASD SERIES 7) - held from 1998 to 2015 - Japan JSDA Sales Manager 1 & 2 - Japan JSDA Internal Control Officer - Certified Information Security Manager (CISM) - held until 2019 - Certified Information Security Auditor (CISA) - held until 2019 - Business Continuity Management Expert (CBCP Exam) - Agile Leadership (Training) LANGUAGES English, Japanese & Spanish (100%, incl. reading & writing skills) French, Portuguese (80%) DIVERSITY & COMMUNITY - Head of Citigroup Japan Diversity Council reporting to CEO. - Co-founder of LGBT Finance (Tokyo Interbank LGBT Forum) (10+ corporate members) - Advisor (ex-President) of Association of Mexicans in Japan (AMJ)

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s Current Industry Ubs

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Work Experience

Ubs

Platform Manager

Fri Dec 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Ubs

Country Product Lead (Banking Services)

Sun May 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Ubs

Chief Operating Office Business & Technology Change Portfolio Manager

Fri May 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Ubs

Business Risk Manager, Ubs Wealth Management

Wed Nov 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri May 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)

Ubs

Financial Crime Officer, Ubs Ag Tokyo/ Ubs Securities Japan

Wed Nov 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri May 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)

Deloitte

Global Financial Services & Technology Risk Advisory Team Head

Wed Jul 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Equity & Futures Trading - Risk Control Senior Analyst // Chief Of Staff

Tue Apr 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jun 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Lead Information Security Officer For Citi Financial Services (Japan)

Mon Oct 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Apr 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Lead Information Security Officer For Citi Cards Japan

Sun Apr 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Apr 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Global Outsourcing Vendor Information Security Audit Country Head

Wed Dec 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Mar 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Head Of Diversity Group

Tue Sep 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Citigroup Global Markets Inc. Information Security Officer (Avp)

Tue May 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Dec 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)

Yuttaka Inc 株式会社ユタカ

Chief Executive Officer

Fri Sep 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Association Of Mexicans

Association Of Mexicans In Japan President

Wed Sep 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)

Citi

Citigroup Global Markets Japan, Inc, Operations & Technology Manager

Tue Jul 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Dec 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)

East West Cultural Centre 東西文化センター Tokyo

Spanish Professor

Thu Jun 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jul 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time)

East West Cultural Centre 東西文化センター Tokyo

English Professor

Thu Jun 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jul 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time)

Harada Industries

Global Procurement, Japanese Work Ethic & Practices Instructor, & Management Interpreter At Harada

Wed Sep 01 1993 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 1994 00:00:00 GMT+0000 (Coordinated Universal Time)

Appleton Elementary School Appleton Wi Usa

Foreign Language Instructor

Tue Sep 01 1992 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jun 01 1993 00:00:00 GMT+0000 (Coordinated Universal Time)

三菱地所

Foreign Language Instructor

Wed Jan 01 1992 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jun 01 1992 00:00:00 GMT+0000 (Coordinated Universal Time)

Colegio Moderno Tepeyac Elementary School Mexico City

Elementary School Teacher Assistant

Sun Sep 01 1985 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jun 01 1989 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control Email Addresses

ch****@ub****.com Work Email

ch****@ub****.com Personal Email

FAQ About Tech Luis Rodriguez Coo Culture Agile Transform Risk Control

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control is located at
Tokyo, Tokyo, Japan

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control is a
25+ years in Global Financial Industry - Front Office, Operations, Information & Technology, Data Management, Agile Digital Business & Culture Transformation, Regulatory & Operational Risk Management and Audit, in a multi-cultural/multi-lingual environment. Industry Expertise: Broker/Dealer & Investment Banking, Asset Management, Credit Cards/Payments, Consumer Finance, Wealth Management. Subject Matter Expertise: Securities Sales & Trading, Information & Technology Governance & Risk Management, Front/Middle/Back Office Process Reengineering, Data Governance, Digital Business Management, Regulatory Compliance, AML/KYC, Fraud, Operational Risk Management, Audit and Control (2nd line of defense) Function Management. - Product Expertise: Equities, Fixed Income, Futures, Derivatives, Forex, Credit Card/ Payments, Consumer Finance, Private Banking products & services. - Risk Management Expertise (18years) incl. contact with local regulators and external auditors and C-level management (in-person, written & spoken): Change Risk Management (18), Operational Risk Management (15), Regulatory Risk (12), Information Security/ IT Audit (12), Vendor Management (11), Records Management (7), Business Continuity (5), , AML/KYC (3), Investment Suitability (2), Market Risk (2), Credit Risk (2), - Multiyear business transformation journeys, including regulation implementation, company merger management, offshore kick offs, digital and agile transformations. - Big 4 consultant experience with critical & design thinking skills. - Sharp communication skills in English, Japanese and Spanish. - Human resource management and mentoring experience. CERTIFICATIONS & LICENSES - Stock Broker Sales & Internal Control, USA (NASD SERIES 7) - held from 1998 to 2015 - Japan JSDA Sales Manager 1 & 2 - Japan JSDA Internal Control Officer - Certified Information Security Manager (CISM) - held until 2019 - Certified Information Security Auditor (CISA) - held until 2019 - Business Continuity Management Expert (CBCP Exam) - Agile Leadership (Training) LANGUAGES English, Japanese & Spanish (100%, incl. reading & writing skills) French, Portuguese (80%) DIVERSITY & COMMUNITY - Head of Citigroup Japan Diversity Council reporting to CEO. - Co-founder of LGBT Finance (Tokyo Interbank LGBT Forum) (10+ corporate members) - Advisor (ex-President) of Association of Mexicans in Japan (AMJ) Ubs

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control currently works in the
Ubs

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control specializes in
25+ years in Global Financial Industry - Front Office, Operations, Information & Technology, Data Management, Agile Digital Business & Culture Transformation, Regulatory & Operational Risk Management and Audit, in a multi-cultural/multi-lingual environment. Industry Expertise: Broker/Dealer & Investment Banking, Asset Management, Credit Cards/Payments, Consumer Finance, Wealth Management. Subject Matter Expertise: Securities Sales & Trading, Information & Technology Governance & Risk Management, Front/Middle/Back Office Process Reengineering, Data Governance, Digital Business Management, Regulatory Compliance, AML/KYC, Fraud, Operational Risk Management, Audit and Control (2nd line of defense) Function Management. - Product Expertise: Equities, Fixed Income, Futures, Derivatives, Forex, Credit Card/ Payments, Consumer Finance, Private Banking products & services. - Risk Management Expertise (18years) incl. contact with local regulators and external auditors and C-level management (in-person, written & spoken): Change Risk Management (18), Operational Risk Management (15), Regulatory Risk (12), Information Security/ IT Audit (12), Vendor Management (11), Records Management (7), Business Continuity (5), , AML/KYC (3), Investment Suitability (2), Market Risk (2), Credit Risk (2), - Multiyear business transformation journeys, including regulation implementation, company merger management, offshore kick offs, digital and agile transformations. - Big 4 consultant experience with critical & design thinking skills. - Sharp communication skills in English, Japanese and Spanish. - Human resource management and mentoring experience. CERTIFICATIONS & LICENSES - Stock Broker Sales & Internal Control, USA (NASD SERIES 7) - held from 1998 to 2015 - Japan JSDA Sales Manager 1 & 2 - Japan JSDA Internal Control Officer - Certified Information Security Manager (CISM) - held until 2019 - Certified Information Security Auditor (CISA) - held until 2019 - Business Continuity Management Expert (CBCP Exam) - Agile Leadership (Training) LANGUAGES English, Japanese & Spanish (100%, incl. reading & writing skills) French, Portuguese (80%) DIVERSITY & COMMUNITY - Head of Citigroup Japan Diversity Council reporting to CEO. - Co-founder of LGBT Finance (Tokyo Interbank LGBT Forum) (10+ corporate members) - Advisor (ex-President) of Association of Mexicans in Japan (AMJ)

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control speaks the following languages:
No languages available.

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control has prior experience in the following industries:
Ubs , Ubs , Deloitte , Citi , Citi , Citi , Citi , Citi , Citi , Association Of Mexicans , Citi , East West Cultural Centre 東西文化センター Tokyo , East West Cultural Centre 東西文化センター Tokyo , Harada Industries , Appleton Elementary School Appleton Wi Usa , 三菱地所 , Colegio Moderno Tepeyac Elementary School Mexico City

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control has the following professional experience:
Ubs , Ubs , Ubs , Ubs , Ubs , Deloitte , Citi , Citi , Citi , Citi , Citi , Citi , Yuttaka Inc 株式会社ユタカ , Association Of Mexicans , Citi , East West Cultural Centre 東西文化センター Tokyo , East West Cultural Centre 東西文化センター Tokyo , Harada Industries , Appleton Elementary School Appleton Wi Usa , 三菱地所 , Colegio Moderno Tepeyac Elementary School Mexico City .

You can view Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s
LinkedIn profile at LinkedIn URL.

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control’s work email addresses are
[email protected] .

Tech Luis Rodriguez Coo Culture Agile Transform Risk Control works at
Ubs

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